Posts Tagged ‘FINRA’

Finra to brokers: Disclose risk in leveraged ETFs to investors

Daisy Maxey from The Wall Street Journal wrote and article about Finra’s warning about the risks involved with leveraged funds – particularly ETF funds. It appears that some investors are not completely familiar with the risks involved with the investments and certainly should have a more complete picture.

We believe that The Financial Regulatory [...]

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